• TEMPO REDEFINING STRUCTURED PRODUCTS MASTERCLASSES
  • Thank you for attending the Tempo 'Redefining Structured Products Masterclass'. We hope that you found it useful. We are interested in your feedback and would welcome your responses to the following questions.
  • PROFESSIONAL ADVISER FEEDBACK

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    PROD (3.1.11(3)) "Distributors should consider the impact that the selection of a manufacturer could have on clients, in terms of various factors, including the financial strength of the manufacturer"
    PROD (3.2.16(2)) requires manufacturers to make "all appropriate information on our product approval process" available to distributors
    FCA Retail Product Development and Governance: Structured Product Review, 2012 Thematic Review: "Firms should carry out sufficient due diligence into the counterparty and not rely solely on credit rating agencies... we expect firms to look more broadly than just the credit rating, such as the rating, outlook, credit default swaps (CDS) spreads and other market information, as well as 'fundamentals' on the issuer's balance sheet"
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  • Thank you for your time and interest in attending our Masterclass and for completing this feedback. Once you submit this form, your CPD certificate will be sent to you by email.